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Description URL (full website address)
FCA Handbook https://www.handbook.fca.org.uk
Financial Services Register https://register.fca.org.uk/s/
FCA Enforcement Notices https://www.fca.org.uk/about/how-we-regulate/enforcement
FCA fines for 2023 https://www.fca.org.uk/news/news-stories/2023-fines
ESMA enforcement action https://www.esma.europa.eu/supervision/enforcement
FINRA disciplinary actions https://www.finra.org/rules-guidance/oversight-enforcement/disciplinary-actions
U.S. SEC press releases https://www.sec.gov/news/pressreleases
Tax and Chancery Tribunal Decisions https://www.gov.uk/tax-and-chancery-tribunal-decisions
MiFID II -
Markets in Financial Instruments Directive
https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=celex%3A32014L0065
UCITS Directive -
Undertakings for Collective Investment in Transferable Securities
https://eur-lex.europa.eu/eli/dir/2009/65/2014-09-17
AIFMD -
Alternative Investment Fund Managers Directive
https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX%3A32011L0061

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