Stoneware Consultants Ltd
Useful Links
Click on the links below or paste the url into your browser for safer browsing:
| Description | URL (full website address) |
| FCA Handbook | https://www.handbook.fca.org.uk |
| Financial Services Register | https://register.fca.org.uk/s/ |
| FCA Enforcement Notices | https://www.fca.org.uk/about/how-we-regulate/enforcement |
| FCA fines for 2023 | https://www.fca.org.uk/news/news-stories/2023-fines |
| ESMA enforcement action | https://www.esma.europa.eu/supervision/enforcement |
| FINRA disciplinary actions | https://www.finra.org/rules-guidance/oversight-enforcement/disciplinary-actions |
| U.S. SEC press releases | https://www.sec.gov/news/pressreleases |
| Tax and Chancery Tribunal Decisions | https://www.gov.uk/tax-and-chancery-tribunal-decisions |
|
MiFID II - Markets in Financial Instruments Directive |
https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=celex%3A32014L0065 |
|
UCITS Directive - Undertakings for Collective Investment in Transferable Securities |
https://eur-lex.europa.eu/eli/dir/2009/65/2014-09-17 |
|
AIFMD - Alternative Investment Fund Managers Directive |
https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX%3A32011L0061 |